Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Gutierrez is a financial professional who has been in the industry since 1986. Michael John Gutierrez currently holds a Series 63, Series 52TO, Series 7, and Series 53 license. Michael John Gutierrez is currently registered with Academy Securities, Inc. Michael John Gutierrez's previous employers include CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/26/2021 - Present
Academy Securities, Inc. (NEW YORK NY)
NY
09/27/1993 - 01/04/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/23/1986 - 09/27/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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