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Michael John Gregg

David Lerner Associates, Inc.

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About Michael John Gregg

Michael Gregg is a financial professional who has been in the industry since May 1996. Michael is currently registered with David Lerner Associates, Inc. and has been with them since May 2010. Previously, Michael was registered with HSBC Securities (USA) Inc., MetLife Investors Distribution Company, HSBC Brokerage (USA) Inc., Park Avenue Securities LLC and Guardian Investor Services Corporation. Michael has Series 6, Series 63 and SIE licenses. Michael is registered in Florida, New Jersey and New York.

Firm Information

Michael Gregg is currently registered with David Lerner Associates, Inc.. David Lerner Associates, Inc. is a Corporation that was formed on November 6, 1975. The firm is registered with the Securities and Exchange Commission (SEC) and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Gregg’s Registration & Firm History

NY

05/11/2010 - Present

David Lerner Associates, Inc. (SYOSSET NY)

NY

01/15/2009 - 01/04/2010

HSBC SECURITIES (USA) INC. (MILLER PLACE NY)

NY

04/06/2006 - 12/05/2007

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NY

01/01/2005 - 09/14/2005

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

07/27/2000 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

05/03/1999 - 06/16/2000

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

04/07/1994 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Gregg.
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