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Michael John Giesing is a financial advisor with Cambridge Investment Research Advisors, Inc. Michael has been in the financial services industry since 1994. Michael has a Series 6, 62, 63 and 65 license, and also holds the SIE license. Michael has experience working with high-net-worth individuals, pension and profit-sharing plans, individuals other than high-net-worth and state or municipal government entities. Cambridge Investment Research Advisors, Inc. provides a range of financial services, including financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Quincy IL)
IL
09/04/2009 - 04/28/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (QUINCY IL)
IL
03/23/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (QUINCY IL)
IL
11/04/2008 - 03/20/2009
AXA ADVISORS, LLC (QUINCY IL)
IL
03/06/1996 - 11/03/2008
TRANSAMERICA FINANCIAL ADVISORS, INC. (QUINCY IL)
CA
01/19/1994 - 12/16/1995
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 07/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2011
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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