Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gavett has been in the financial services industry for over 26 years. Michael is a Registered Representative and Investment Advisor Representative with LPL Financial LLC, a registered broker-dealer and Registered Investment Advisor, and is registered in multiple states. Michael has held prior positions with B. Riley Wealth Management, VCA Securities, LP, Northeast Securities, Inc., Deutsche Bank Securities Inc., and Edward D. Jones & Co., L.P. Michael has a deep understanding of the financial markets and offers a wide range of investment services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/20/2022 - Present
LPL Financial LLC (DALLAS TX)
TX
10/17/2019 - 04/26/2022
B. RILEY WEALTH MANAGEMENT (Dallas TX)
TX
10/14/2004 - 02/10/2014
VCA SECURITIES, LP (DALLAS TX)
NY
05/12/2004 - 12/17/2004
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
01/13/2001 - 05/07/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
06/12/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
MO
01/11/1996 - 08/19/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 08/21/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/05/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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