Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Gambol is a financial advisor registered with Raymond James & Associates, Inc. based in Conshohocken, PA. Michael has been in the financial industry since February 3, 1995, and has experience with a variety of firms including Wells Fargo Clearing Services, LLC, Blackrock Investments, LLC, TD Waterhouse Investor Services, Inc., and Hibbard Brown & Co., Inc. Michael holds several licenses including Series 66, Series 65, and Series 63 and has expertise in providing financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/25/2020 - Present
Raymond James & Associates, Inc. (Conshohocken PA)
PA
08/08/2018 - 08/26/2020
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
DE
11/04/2003 - 04/30/2015
BLACKROCK INVESTMENTS, LLC (WILMINGTON DE)
NE
07/23/1991 - 03/14/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
02/11/1991 - 07/18/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 01/04/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/04/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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