Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fredi is a financial advisor registered with Cetera Investment Services LLC. He is licensed in 11 states and has over 28 years of experience in the industry. Michael Fredi has been with Cetera Investment Services LLC since 2015 and holds a Series 6, 7, 31, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MS
06/02/2015 - Present
Cetera Investment Services LLC (SOUTHAVEN MS)
TN
10/25/2012 - 09/08/2014
FTB ADVISORS, INC. (MEMPHIS TN)
MS
11/04/2008 - 11/09/2012
INVESTMENT PROFESSIONALS, INC. (SOUTHHAVEN MS)
TN
08/16/2005 - 11/03/2008
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
TN
01/09/2004 - 08/15/2005
WUNDERLICH SECURITIES, INC. (MEMPHIS TN)
NY
07/01/1998 - 01/27/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
04/27/1994 - 07/14/1998
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 03/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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