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Michael John Frailey

Cetera Advisor Networks LLC

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About Michael John Frailey

Michael John Frailey has been in the securities industry since March 3, 1998. Michael is currently registered with Cetera Advisor Networks LLC. Michael is also a registered representative of Cetera Advisor Networks LLC. Michael has a Series 6 license. Michael has been registered with Cetera Advisor Networks LLC since October 1, 2019. Prior to that, Michael was registered with Nationwide Securities, LLC from March 4, 1998 until October 3, 2019.

Firm Information

Michael Frailey is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Frailey’s Registration & Firm History

PA

10/01/2019 - Present

Cetera Advisor Networks LLC (STROUDSBURG PA)

PA

03/04/1998 - 10/03/2019

NATIONWIDE SECURITIES, LLC (STROUDSBURG PA)

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Licenses & Designations

BC

Issued 03/03/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Frailey.
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