Unclaimed
Michael John Fontana is a financial advisor with ADP Broker-Dealer, Inc. with over 6 years of experience in the financial services industry. Michael is registered with FINRA and holds Series 6, Series 63 and SIE licenses. Michael is also registered with the states of Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Montana, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont and Wisconsin. Michael was previously employed by PRUCO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/26/2019 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
02/13/2017 - 10/31/2019
PRUCO SECURITIES, LLC. (Uniondale NY)
BC
Issued 03/26/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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