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Michael John Fee

Dinosaur Financial Group, LLC

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About Michael John Fee

Michael John Fee is a financial advisor with over 20 years of experience in the financial services industry. Michael Fee is currently registered with Dinosaur Financial Group, LLC in New York, NY. He has previously been registered with Clearview Trading Advisors, Inc., BTIG, LLC, BCP Securities, LLC, McMahan Securities Co. L.P., Cowen and Company, LLC, First Republic Group, LLC, Gerard Klauer Mattison & Co., Inc., and PIMCO Funds Distributors LLC. Michael Fee holds the Series 6, 7, 55, 57TO, and SIE securities licenses. He also holds a Series 63 license. Michael Fee is registered in New York and California.

Firm Information

Michael Fee is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Fee’s Registration & Firm History

NY

05/06/2019 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NJ

12/12/2017 - 05/02/2019

CLEARVIEW TRADING ADVISORS, INC. (TENAFLY NJ)

NY

07/14/2014 - 01/26/2017

BTIG, LLC (NEW YORK NY)

CT

03/28/2011 - 07/22/2014

BCP SECURITIES, LLC (GREENWICH CT)

CT

09/25/2006 - 03/17/2011

MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)

NY

01/08/2004 - 05/09/2006

COWEN AND COMPANY, LLC (NEW YORK NY)

NY

02/21/2002 - 01/15/2004

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

NY

04/17/2001 - 11/02/2001

GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)

NY

05/21/1999 - 04/05/2001

PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/20/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael John Fee.
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