Unclaimed
Michael John Faust is a registered Investment Advisor Representative with Bailard, Inc. located in FOSTER CITY, CA. Michael has been in the financial services industry for over 25 years. Michael holds the Series 6, 7, 62, and 63 licenses, as well as the SIE and the Series 66. Michael also has the Chartered Financial Analyst designation. Michael previously worked for BAILARD FUND SERVICES, INC. and BB&K FUND SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
10/28/2008 - Present
Bailard, Inc. (FOSTER CITY CA)
CA
01/07/2009 - 06/26/2018
BAILARD FUND SERVICES, INC. (FOSTER CITY CA)
CA
12/09/1993 - 02/11/2000
BB&K FUND SERVICES, INC. (FOSTER CITY CA)
BOTH
Issued 01/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1999
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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