Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Engelbrecht is a financial professional with over 30 years of experience in the financial services industry. Michael currently works at Wells Fargo Securities, LLC in Los Angeles, CA, where Michael has been registered since 2009. Michael previously worked for several other firms including Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, UBOC Investment Services, Inc., Grigsby, Brandford & Co., Inc., and Everen Securities, Inc. Michael holds a variety of licenses and certifications including Series 7, 24, 52, 53, 79, 99, and SIE. Michael is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/30/2009 - Present
Wells Fargo Securities, LLC (LOS ANGELES CA)
CA
07/27/2004 - 02/08/2010
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (LOS ANGELES CA)
MN
03/09/2004 - 12/31/2004
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MO
02/11/2002 - 10/03/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
11/25/1998 - 11/30/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
12/23/1996 - 11/30/1998
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
CA
08/26/1994 - 10/23/1996
GRIGSBY, BRANDFORD & CO., INC. (SAN FRANCISCO CA)
MO
09/04/1990 - 07/13/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/29/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
IL
10/24/1986 - 06/13/1989
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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