Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Edwards is a financial advisor with Wealthpenn.comllc. Michael Edwards has been in the industry since 1994 and has a Series 7, Series 31, Series 63 and Series 65 licenses. Michael Edwards is registered with FINRA and the state of Texas. Michael Edwards has worked for a number of firms, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Signature Securities, WM Financial Services, Inc., Bank United Securities Corp., Amherst Securities Group, Inc., First Southwest Company, Masterson Moreland Sauer Whisman, Inc., GS2 Securities, Inc., and F.N. Wolf & Co., Inc. Michael Edwards has a strong track record of providing financial advice to individuals, families, businesses, and institutions. Michael Edwards specializes in a wide range of financial services, including financial planning, portfolio management, and investment advisory services. Michael Edwards is committed to providing his clients with the highest level of personalized service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Wealthpenn.comllc (Houston TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
06/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
TX
05/30/2002 - 07/05/2006
WACHOVIA SECURITIES, LLC (HOUSTON TX)
NY
06/21/2001 - 03/13/2002
SIGNATURE SECURITIES (NEW YORK NY)
CA
04/01/2001 - 06/19/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
TX
03/12/1999 - 04/01/2001
BANK UNITED SECURITIES CORP. (HOUSTON TX)
TX
02/13/1997 - 03/17/1999
AMHERST SECURITIES GROUP, INC. (AUSTIN TX)
TX
02/01/1996 - 09/22/1997
FIRST SOUTHWEST COMPANY (DALLAS TX)
NA
03/28/1995 - 02/13/1996
MASTERSON MORELAND SAUER WHISMAN, INC.
WI
07/30/1994 - 03/14/1995
GS2 SECURITIES, INC. (MILWAUKEE WI)
NA
10/21/1993 - 06/01/1994
F.N. WOLF & CO., INC.
IA
Issued 11/2/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/21/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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