Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dwyer is a financial advisor with Raymond James & Associates, Inc. Michael has been working in the industry since 1984. He has a wide range of experience, having worked for several firms including RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, and U.S. Bancorp Piper Jaffray Inc. Michael is a Series 3, 5, 7, and 63 licensed professional and also holds a Series 65 license. Michael is registered to provide investment advisory services in Arizona, Idaho, Texas and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/20/2020 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
09/28/2009 - 04/17/2018
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
ID
09/16/2002 - 10/08/2009
ROBERT W. BAIRD & CO. INCORPORATED (SANDPOINT ID)
MN
12/12/1994 - 09/26/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NJ
10/15/1990 - 12/14/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 10/17/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
06/12/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/09/1984 - 07/29/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1984
Series 5 - Interest Rate Options Examination
BC
Issued 03/15/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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