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Michael John Dunleavy

Wells Fargo Clearing Services, LLC

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About Michael John Dunleavy

Michael John Dunleavy is an investment advisor with Wells Fargo Clearing Services, LLC. Michael has been in the securities industry since 1998. Michael holds a Series 65, Series 63, Series 7, Series 31, and SIE licenses. Michael is registered in Florida, Hawaii, New Jersey, New York, and Pennsylvania.

Firm Information

Michael Dunleavy is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Dunleavy’s Registration & Firm History

NJ

09/29/2023 - Present

Wells Fargo Clearing Services, LLC (SUMMIT NJ)

NJ

01/15/2016 - 10/13/2023

SANTANDER SECURITIES LLC (Freehold NJ)

NJ

10/13/2015 - 01/06/2016

INVEST FINANCIAL CORPORATION (MADISON NJ)

NJ

07/28/2011 - 10/15/2015

ESSEX NATIONAL SECURITIES, LLC (SUCCASUNNA NJ)

NJ

12/12/2008 - 07/27/2011

PNC INVESTMENTS (WESTWOOD NJ)

NJ

05/27/2008 - 02/02/2009

LPL FINANCIAL CORPORATION (HOBOKEN NJ)

NJ

09/08/2006 - 05/27/2008

IFMG SECURITIES, INC. (JERSEY CITY NJ)

NJ

06/28/2006 - 09/07/2006

WACHOVIA SECURITIES, LLC (RINGWOOD NJ)

NJ

04/05/2005 - 06/27/2006

IFMG SECURITIES, INC. (WHARTON NJ)

MA

10/20/2004 - 04/08/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

06/26/2003 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

AL

01/24/2003 - 05/22/2003

PROEQUITIES, INC. (BIRMINGHAM AL)

TN

10/14/1999 - 10/31/2002

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NY

12/03/1998 - 09/23/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

07/18/1997 - 05/12/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

04/01/1998 - 04/20/1998

PRIME CHARTER LTD. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/19/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 07/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael John Dunleavy.
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