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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dietrich is a financial advisor with UBS Financial Services Inc. Michael has been in the financial industry since 1998 and is registered in 13 states. Michael has been with UBS Financial Services Inc. since 2007. Michael has a broad range of experience including securities, commodities, futures, and investment advisory services. Michael is dedicated to providing personalized financial advice and helping clients achieve their financial goals. Michael is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/10/2007 - Present
UBS Financial Services Inc. (WESTFIELD NJ)
NJ
11/22/2005 - 08/16/2007
A. G. EDWARDS & SONS, INC. (SHORT HILLS NJ)
NY
08/30/2002 - 07/29/2005
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NJ
11/06/1998 - 09/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MN
05/29/1998 - 09/17/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 12/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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