Unclaimed
Michael John Darr has over 25 years of experience in the financial services industry. Michael is currently a Registered Investment Advisor Representative at First Trust Advisors LP in Wheaton, Illinois. Michael previously worked at SunTrust Investment Services, Inc., Chase Manhattan Investment Services, Inc. and The Dreyfus Service Corporation. Michael is also a Registered Principal in the states of Georgia and Illinois. Michael holds the Series 4, 6, 7, 24, and 66 securities licenses and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
10/22/2008 - Present
First Trust Advisors LP (WHEATON IL)
GA
06/03/1996 - 02/01/2006
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
IL
05/07/1996 - 07/03/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
08/02/1993 - 12/09/1994
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 10/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/24/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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