Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Connor has been in the financial services industry for nearly two decades. Michael is a registered representative and principal with Truist Securities, Inc. and holds several licenses, including Series 3, 7, 24, 63, 99TO and SIE. Michael has held previous roles with Wachovia Securities, LLC and Goldman, Sachs & Co.. Michael's experience spans a variety of financial services, including investment banking, securities trading and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/20/2014 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
08/19/2008 - 02/25/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NC
07/09/2003 - 07/28/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
05/17/2002 - 07/03/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/04/1998 - 02/06/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2006
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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