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Michael John Connelly

Nomura Securities International, Inc.

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About Michael John Connelly

Michael John Connelly is a registered representative with Nomura Securities International, Inc. Michael Connelly has been in the securities industry for over 20 years and is currently registered with the Financial Industry Regulatory Authority (FINRA) and 52 states. Michael Connelly has held several positions in the financial industry, including positions with Fidelity Brokerage Services LLC, National Financial Services LLC, Citigroup Global Markets Inc., and Lehman Brothers Inc.

Firm Information

Michael Connelly is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Michael Connelly’s Registration & Firm History

MA

10/26/2009 - Present

Nomura Securities International, Inc. (BOSTON MA)

MA

04/03/2008 - 10/27/2009

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

04/03/2008 - 10/27/2009

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

NY

08/27/2004 - 12/18/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/12/1999 - 08/25/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2017

Series 3 - National Commodity Futures Examination

BC

Issued 04/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael John Connelly.
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