Unclaimed
Michael Castellane is a financial advisor with over 28 years of experience in the industry. Michael is currently registered with National Financial Services LLC in Jersey City, NJ. Previously, Michael worked at BNY Investment Center Inc., Essex National Securities, Inc., GKN Securities Corp., and Smith Barney Inc. Michael holds Series 7, 24, 53, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/14/2000 - Present
National Financial Services LLC (JERSEY CITY NJ)
NY
10/06/1999 - 03/31/2000
BNY INVESTMENT CENTER INC. (NEW YORK NY)
CA
04/21/1998 - 10/21/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
07/06/1995 - 04/20/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
12/08/1993 - 07/31/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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