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Michael John Cascella

National Financial Services LLC

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About Michael John Cascella

Michael John Cascella has been in the financial industry since 2006. Michael is currently registered with National Financial Services LLC and has been since 2017. Prior to this, Michael was with Pershing LLC and TD Waterhouse Investor Services, Inc. Michael holds the Series 7, 63, and 24 licenses. Michael specializes in working with individual clients and has a strong background in helping people meet their financial goals.

Firm Information

Michael Cascella is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cascella’s Registration & Firm History

NJ

03/07/2017 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

10/13/2006 - 04/17/2012

PERSHING LLC (JERSEY CITY NJ)

NE

08/11/2003 - 02/17/2006

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

03/13/2003 - 07/21/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

12/19/2002 - 01/31/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/19/2002 - 01/31/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

06/30/2001 - 09/25/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NE

12/07/2000 - 06/30/2001

DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)

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Licenses & Designations

BC

Issued 05/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael John Cascella.
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