Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Capuano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Michael is licensed to provide financial advice in 53 states and has been in the industry since August 2022. Michael is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., which is a broker-dealer registered with FINRA and SIPC. Michael is also a registered investment advisor representative of Merrill Lynch, Pierce, Fenner & Smith Inc., which is a registered investment advisor with the SEC. Michael is experienced in working with a variety of client types, including individuals, corporations, and pension plans. Michael holds the Series 7, Series 66, and Series 9 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
10/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
BOTH
Issued 09/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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