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Michael John Buchholz

Sammons Financial Network, LLC

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About Michael John Buchholz

Michael Buchholz is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Sammons Financial Network, LLC in West Des Moines, IA. Prior to joining Sammons Financial Network, LLC, Michael was employed with Northern Lights Distributors, LLC, Quasar Distributors, LLC, Directed Services LLC, Directed Services, Inc., ING Funds Distributor, Inc., Locust Street Securities, Inc., and Dean Witter Reynolds Inc. Michael holds FINRA Series 7, 26, 31, and SIE licenses as well as the Series 63 and 65 registrations.

Firm Information

Michael Buchholz is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Buchholz’s Registration & Firm History

IA

01/31/2017 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

NE

10/08/2015 - 01/03/2017

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

ME

02/23/2011 - 08/04/2015

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

MN

05/22/2006 - 12/15/2010

DIRECTED SERVICES LLC (EXCELSIOR MN)

PA

07/21/2000 - 05/18/2006

DIRECTED SERVICES, INC. (WEST CHESTER PA)

DE

07/26/2000 - 09/06/2000

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

IA

07/21/1994 - 07/17/2000

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NY

04/19/1993 - 07/27/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/25/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 04/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Buchholz.
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