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Michael John Brown

Janney Montgomery Scott LLC

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About Michael John Brown

Michael John Brown is a financial advisor at Janney Montgomery Scott LLC, a firm with over $85 billion in regulatory assets under management. Michael is a registered investment advisor, with offices in Linwood, NJ and Blue Bell, PA. Michael has over 27 years of experience in the financial services industry. Michael has held securities licenses since 1996. Michael is a Series 7, 9, 10, 31, 63, and 65 licensed advisor. Michael also holds Series SIE. Michael's expertise includes financial planning, portfolio management for individuals and businesses, and pension consulting.

Firm Information

Michael Brown is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Michael Brown’s Registration & Firm History

NJ

03/03/2020 - Present

Janney Montgomery Scott LLC (LINWOOD NJ)

PA

06/01/2009 - 05/19/2010

MORGAN STANLEY SMITH BARNEY (BLUE BELL PA)

PA

11/25/1996 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BLUE BELL PA)

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Licenses & Designations

IA

Issued 03/21/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/01/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 11/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael John Brown.
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