Unclaimed
Michael John Brown is a financial advisor at Janney Montgomery Scott LLC, a firm with over $85 billion in regulatory assets under management. Michael is a registered investment advisor, with offices in Linwood, NJ and Blue Bell, PA. Michael has over 27 years of experience in the financial services industry. Michael has held securities licenses since 1996. Michael is a Series 7, 9, 10, 31, 63, and 65 licensed advisor. Michael also holds Series SIE. Michael's expertise includes financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
03/03/2020 - Present
Janney Montgomery Scott LLC (LINWOOD NJ)
PA
06/01/2009 - 05/19/2010
MORGAN STANLEY SMITH BARNEY (BLUE BELL PA)
PA
11/25/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BLUE BELL PA)
IA
Issued 03/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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