Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brakey is a financial advisor with Rockefeller Financial LLC, based in Dallas, TX. Michael has been in the financial services industry since 1996 and has held various positions at Morgan Stanley and Merrill Lynch. Michael is a Chartered Financial Analyst and holds a Series 7, 63, 65, 24, and 99TO licenses. Michael is also a licensed insurance agent with RCM Insurance Svces LLC, an affiliate of the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
02/01/2021 - Present
Rockefeller Financial LLC (Dallas TX)
NY
06/16/2011 - 06/04/2018
MORGAN STANLEY (PURCHASE NY)
NY
11/12/1996 - 05/26/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 09/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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