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Michael John Brabant

Jefferies Investment Advisers LLC

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About Michael John Brabant

Michael John Brabant has been in the financial industry since 1988. Michael is a registered representative and investment advisor representative at Jefferies Investment Advisers LLC. Michael has been with Jefferies LLC since 2009. Michael previously worked at Deutsche Bank Securities Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and Goldman, Sachs & Co. Michael holds a Series 66, Series 10, Series 9, SIE, and Series 7 license. Michael is registered in 53 states and the District of Columbia.

Firm Information

Michael Brabant is currently registered with Jefferies Investment Advisers LLC. Jefferies Investment Advisers LLC is an investment advisor registered with the SEC and based in NEW YORK, NY. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage a total of $3,100,468,310 in regulatory assets under management, serving a variety of clients including corporations or other businesses, individuals other than high-net-worth, and pension and profit-sharing plans.
Jefferies Investment Advisers LLC

520 MADISON AVENUE

NEW YORK, NY 10022

$3.10B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Brabant’s Registration & Firm History

FL

05/31/2023 - Present

Jefferies Investment Advisers LLC (Miami FL)

NY

11/11/2005 - 09/24/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

01/17/2003 - 12/15/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

01/09/1998 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

11/08/2000 - 01/16/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

09/22/1988 - 01/13/1998

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/25/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/11/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/10/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Michael John Brabant. Review regulatory record here.
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