Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Bazeley is a financial professional with over 17 years of experience in the industry. Michael is currently registered with Fidelity Brokerage Services LLC. Michael has a broad range of experience, having previously worked at National Financial Services LLC and Fidelity Brokerage Services LLC. Michael holds several licenses including Series 7, Series 9, Series 10, and Series 63. Michael is also a registered representative in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/18/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
06/21/2011 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
01/01/2006 - 04/12/2011
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 12/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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