Unclaimed
Michael Baldauf is an investment advisor representative with Clinton Investment Management, LLC based in Stamford, CT. Michael has been in the industry since 2014 and has a Series 66, Series 7 and SIE license. Michael has prior experience with ALT FUND DISTRIBUTORS LLC and MIDAMERICA FINANCIAL SERVICES, INC.. Michael specializes in providing investment advice to individuals, corporations, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
03/23/2022 - Present
Clinton Investment Management, LLC (STAMFORD CT)
NY
01/05/2015 - 03/02/2020
ALT FUND DISTRIBUTORS LLC (New York NY)
NY
07/30/2014 - 12/31/2014
MIDAMERICA FINANCIAL SERVICES, INC. (New York NY)
NY
02/18/2014 - 07/09/2014
AXA ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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