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Michael John Baldauf

Clinton Investment Management, LLC

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About Michael John Baldauf

Michael Baldauf is an investment advisor representative with Clinton Investment Management, LLC based in Stamford, CT. Michael has been in the industry since 2014 and has a Series 66, Series 7 and SIE license. Michael has prior experience with ALT FUND DISTRIBUTORS LLC and MIDAMERICA FINANCIAL SERVICES, INC.. Michael specializes in providing investment advice to individuals, corporations, and investment companies.

Firm Information

Michael Baldauf is currently registered with Clinton Investment Management, LLC. Clinton Investment Management, LLC is an investment advisor based in Stamford, CT, with $2.85 billion in regulatory assets under management. The firm provides portfolio management services for individuals, businesses, and investment companies. They also offer wrap fee programs. Their client base includes high-net-worth individuals, corporations, and investment companies.
Clinton Investment Management, LLC

333 LUDLOW STREET

STAMFORD, CT 06902

$2.85B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Baldauf’s Registration & Firm History

CT

03/23/2022 - Present

Clinton Investment Management, LLC (STAMFORD CT)

NY

01/05/2015 - 03/02/2020

ALT FUND DISTRIBUTORS LLC (New York NY)

NY

07/30/2014 - 12/31/2014

MIDAMERICA FINANCIAL SERVICES, INC. (New York NY)

NY

02/18/2014 - 07/09/2014

AXA ADVISORS, LLC (WOODBURY NY)

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Licenses & Designations

BOTH

Issued 03/21/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael John Baldauf.
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