Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Arena is a financial advisor with over 30 years of experience in the industry. Michael currently works with Osaic Wealth, Inc. in Williamsville, NY. Prior to that, Michael was a Registered Representative at Sagepoint Financial, Inc. from 2005 to 2023. Michael has a broad range of experience, having previously worked with other firms such as Sunamerica Securities, Inc., Linsco/Private Ledger Corp., M&T Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc. and IDS Life Insurance Company. Michael holds Series 7, Series 63, Series 24 and SIE licenses and offers a variety of financial services including financial planning, pension consulting, educational seminars and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2023 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WILLIAMSVILLE NY)
AZ
03/31/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
05/14/1996 - 04/05/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MD
03/06/1996 - 05/17/1996
M&T SECURITIES, INC. (BALTIMORE MD)
NY
11/23/1993 - 03/07/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
04/19/1989 - 11/23/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/19/1989 - 11/23/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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