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Michael Joe Mathews

Northwestern Mutual Investment Services, LLC

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About Michael Joe Mathews

Michael Mathews is a registered representative and investment advisor representative. Michael has been in the financial services industry since 1974. Michael is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Michael has been employed by Robert W. Baird & Co. Incorporated, NEL Equity Services Corporation, Manequity, Inc. and Time Equities, Inc. Michael is a Chartered Financial Consultant. Michael is registered to provide investment advisory services in Indiana.

Firm Information

Michael Mathews is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Mathews’s Registration & Firm History

IN

12/16/2003 - Present

Northwestern Mutual Investment Services, LLC (Indianapolis IN)

WI

01/31/1984 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

01/27/1983 - 10/26/1984

NEL EQUITY SERVICES CORPORATION

NA

03/02/1979 - 04/01/1981

MANEQUITY, INC.

NA

08/23/1974 - 01/04/1979

TIME EQUITIES, INC.

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Licenses & Designations

IA

Issued 12/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joe Mathews.
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