Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Baumgardner is an investment advisor representative with Ameriprise Financial Services, LLC. Michael has been in the securities industry since October 1985 and has been with Ameriprise since September 2023. Michael has a Series 63, Series 65, and Series 7 licenses. Michael is registered to provide investment advisory services in Nevada and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
09/29/2023 - Present
Ameriprise Financial Services, LLC (Henderson NV)
NV
10/09/2009 - 10/05/2023
EDWARD JONES (HENDERSON NV)
FL
03/09/2004 - 10/10/2009
BRIARCLIFF CAPITAL CORP. (FT PIERCE FL)
FL
07/15/2003 - 02/06/2004
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
MO
01/09/1991 - 07/24/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/07/1986 - 12/24/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/21/1985 - 11/26/1985
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 05/13/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1985
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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