Unclaimed
Michael Baldwin is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Northland Securities, Inc. and has previously worked at Piper Jaffray & Co. and Morgan Stanley DW Inc. Michael is licensed to provide financial advice in 17 states, including Minnesota, California, Texas, and Florida. Michael has a strong background in portfolio management and financial planning. Michael's focus is on providing high-quality financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
09/28/2005 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
08/20/2004 - 09/28/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
11/20/2000 - 05/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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