Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jerone Richardson is a financial advisor with over 10 years of experience in the industry. Michael currently works at National Financial Services LLC, a firm that provides financial services to individuals and families. Prior to joining National Financial Services LLC, Michael worked at FIDELITY BROKERAGE SERVICES LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and has passed the Series 7, Series 9, Series 10, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/24/2017 - Present
National Financial Services LLC (WESTLAKE TX)
TX
04/30/2010 - 09/21/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 05/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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