Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jerome Ruiz is a financial professional with over 20 years of experience in the industry. Michael has held various roles at leading financial institutions, including Peak6 Capital Management LLC and BNP Paribas Securities Corp. Michael currently holds licenses to provide investment advice and trade securities, and has passed numerous industry exams, including the Series 7, Series 24, and Series 57TO. Michael is a registered representative with Peak6 Capital Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/02/2014 - Present
Peak6 Capital Management LLC (Chicago IL)
IL
09/05/2012 - 06/30/2014
PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)
IL
03/07/2011 - 08/28/2012
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
NY
02/07/2003 - 03/08/2005
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
PA
01/02/2000 - 02/11/2003
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 08/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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