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Michael Jerome Hornek

Charles Schwab & CO., Inc.

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About Michael Jerome Hornek

Michael Jerome Hornek is a financial advisor registered with Charles Schwab & CO., Inc., and has been working in the financial industry since June 30, 2004. Michael is licensed to provide investment advice in 24 states, including South Carolina, Texas, and New York. Michael is also registered as an Investment Advisor Representative in South Carolina and Texas. Michael has a broad range of experience in the financial industry, including experience with HR Realestate Investor LLC. Michael is dedicated to providing his clients with personalized financial advice and guidance. Michael holds both Series 66 and Series 63 licenses, in addition to holding Series 7, 9, 10, and SIE licenses.

Firm Information

Michael Hornek is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Hornek’s Registration & Firm History

SC

01/02/2019 - Present

Charles Schwab & CO., Inc. (Greenville SC)

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Licenses & Designations

BOTH

Issued 05/01/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/25/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Jerome Hornek.
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