Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ellison is a financial advisor based in LOUISVILLE, KY. Michael has been working in the financial services industry since 1993. Michael is currently registered with Retirement Planning Solutions, LLC. Prior to that, Michael worked with several other firms including First Allied Securities, Inc., FSC Securities Corporation, Investacorp, Inc., and Securities America, Inc. Michael holds multiple licenses including Series 6, 7, 63, 65, and SIE and has completed the Operations Professional Examination. Michael is an active advisor who works with high-net-worth individuals, individuals other than high-net-worth, and charitable organizations. The advisor offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
03/01/2021 - Present
Retirement Planning Solutions, LLC (LOUISVILLE KY)
KY
03/02/2011 - 03/03/2020
FIRST ALLIED SECURITIES, INC. (LOUISVILLE KY)
KY
09/04/2003 - 03/04/2011
FSC SECURITIES CORPORATION (LOUISVILLE KY)
FL
10/31/2001 - 09/23/2003
INVESTACORP, INC. (MIAMI FL)
NE
06/29/2000 - 10/30/2001
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
11/10/1999 - 07/14/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IN
06/18/1998 - 11/15/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
GA
02/28/1996 - 07/07/1998
WMA SECURITIES, INC. (DULUTH GA)
CT
05/22/1995 - 10/25/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
DE
08/19/1994 - 04/04/1995
PML SECURITIES COMPANY (NEWARK DE)
IN
07/09/1993 - 09/03/1994
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
07/09/1993 - 09/03/1994
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
MA
08/17/1992 - 11/05/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/17/1992 - 11/05/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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