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Michael Jeffrey O hare

Smbc Nikko Securities America, Inc.

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About Michael Jeffrey O hare

Michael Jeffrey O'hare is a registered representative with Smbc Nikko Securities America, Inc. Michael has been in the industry since 2002 and is a Series 7, 24 and 66 licensed representative with the firm. His previous work experience includes roles at Natwest Markets Securities Inc., Merrill Lynch Professional Clearing Corp., Pruco Securities, LLC., MML Investors Services, Inc., Emerald Bay Capital Management, LLC, American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Michael O hare is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael O hare’s Registration & Firm History

NY

09/26/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

CT

04/10/2019 - 10/07/2020

NATWEST MARKETS SECURITIES INC. (STAMFORD CT)

NY

10/25/2011 - 08/06/2013

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NJ

10/12/2006 - 09/12/2011

PRUCO SECURITIES, LLC. (NEWARK NJ)

KS

04/06/2005 - 05/09/2006

MML INVESTORS SERVICES, INC. (LEAWOOD KS)

NY

09/27/2002 - 06/03/2003

EMERALD BAY CAPITAL MANAGEMENT, LLC (NEW YORK NY)

MN

04/03/2002 - 08/29/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/03/2002 - 08/29/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 05/03/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/2012

Series 4 - Registered Options Principal Examination

BC

Issued 05/30/2003

Series 24 - General Securities Principal Examination

BC

Issued 04/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Michael Jeffrey O hare.
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