Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Galloway is an active investment advisor representative in the state of Arizona and currently works for Public Safety Financial/galloway. Michael has been in the industry for 25 years and has a strong background in securities and investment advising. Michael has a number of registrations, including Series 6, 7, 24, 63, 66, and SIE. Michael specializes in providing financial planning, educational seminars, portfolio management for businesses and individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/30/2017 - Present
Public Safety Financial/galloway (MESA AZ)
AZ
06/26/2008 - 12/23/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (MESA AZ)
AZ
04/09/2003 - 06/27/2008
MULTI-FINANCIAL SECURITIES CORPORATION (MESA AZ)
CT
07/15/1999 - 07/18/2003
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
05/09/2000 - 09/25/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CA
04/14/1998 - 06/23/1999
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BOTH
Issued 06/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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