Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Franks is a financial professional with over 17 years of experience in the industry. Michael is currently a registered representative of Cambridge Investment Research Advisors, Inc. based in Wake Forest, NC. Michael has previously worked with MML Investors Services, LLC in BALTIMORE, MD, MetLife Securities Inc. in Springfield, MA and Metropolitan Life Insurance Company in New York, NY. Michael holds Series 6, 7, 63 and 65 licenses. Michael also has the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
01/02/2020 - Present
Cambridge Investment Research Advisors, Inc. (Wake Forest NC)
MD
04/22/2006 - 08/22/2011
MML INVESTORS SERVICES, LLC (BALTIMORE MD)
MA
11/05/2004 - 04/25/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/05/2004 - 04/25/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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