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Michael Jeffrey Clark

Capital Client Group, Inc.

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About Michael Jeffrey Clark

Michael Clark is a registered investment advisor representative with Capital Client Group, Inc. in Los Angeles, CA. Michael has been in the financial services industry since 2003. Michael is licensed in California, Minnesota, New York and Wisconsin. Michael also previously worked at CHASE INVESTMENT SERVICES CORP., NATCITY INVESTMENTS, INC., AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY and WOODBURY FINANCIAL SERVICES, INC. Michael holds the Series 6, Series 7 and Series 66 securities licenses.

Firm Information

Michael Clark is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Michael Clark’s Registration & Firm History

CA

10/26/2016 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

IN

08/19/2008 - 03/15/2012

CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)

IN

02/22/2007 - 08/14/2008

NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)

IN

11/11/2003 - 02/21/2007

AMERIPRISE FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)

MN

11/11/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

09/03/2003 - 10/24/2003

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 04/05/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/02/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jeffrey Clark.
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