Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jeffrey Brooks is a financial advisor based in Fort Worth, Texas. Michael is registered with First Command Brokerage Services, Inc. and has been in the industry since December 4, 2014. Michael has a variety of licenses and registrations, including Series 6, 7, 24, and 63, allowing Michael to offer a range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/08/2015 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
TX
06/12/2014 - 10/13/2014
THRIVENT INVESTMENT MANAGEMENT INC. (IRVING TX)
BC
Issued 06/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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