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Michael Jay Richter

Lazard Freres & Co. LLC

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About Michael Jay Richter

Michael Richter is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Lazard Freres & Co. LLC in California. Michael has a strong background in investment banking, having previously worked at Jefferies & Company, Inc., Jefferies/Quarterdeck, LLC, and Quarterdeck Investment Partners, LLC. Michael holds the Series 7, Series 24, Series 63, and SIE licenses.

Firm Information

Michael Richter is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Richter’s Registration & Firm History

CA

07/09/2008 - Present

Lazard Freres & Co. LLC (LOS ANGELES CA)

CA

10/12/2003 - 07/08/2008

JEFFERIES & COMPANY, INC. (LOS ANGELES CA)

CA

10/08/2003 - 04/16/2004

JEFFERIES/QUARTERDECK, LLC (LOS ANGELES CA)

CA

03/10/2003 - 04/16/2004

QUARTERDECK INVESTMENT PARTNERS, LLC (LOS ANGELES CA)

NY

05/01/1998 - 03/06/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

10/01/1997 - 04/17/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

CA

06/10/1996 - 10/01/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NY

06/26/1995 - 06/28/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

12/19/1989 - 11/15/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jay Richter.
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