Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Jay Richter

Lazard Freres & Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Jay Richter

Firm Information

Michael Richter is currently registered with Lazard Freres & Co. LLC. LAZARD FRERES & CO. LLC is a Limited Liability Company formed in May 1995. They are registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been approved for SEC registration and has been involved in 14 regulatory events and 2 civil events.
Lazard Freres & Co. LLC

10250 CONSTELLATION BLVD.

LOS ANGELES, CA 90067

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Richter’s Registration & Firm History

CA

07/09/2008 - Present

Lazard Freres & Co. LLC (LOS ANGELES CA)

CA

10/12/2003 - 07/08/2008

JEFFERIES & COMPANY, INC. (LOS ANGELES CA)

CA

10/08/2003 - 04/16/2004

JEFFERIES/QUARTERDECK, LLC (LOS ANGELES CA)

CA

03/10/2003 - 04/16/2004

QUARTERDECK INVESTMENT PARTNERS, LLC (LOS ANGELES CA)

NY

05/01/1998 - 03/06/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

10/01/1997 - 04/17/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

CA

06/10/1996 - 10/01/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NY

06/26/1995 - 06/28/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

12/19/1989 - 11/15/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

Not sure if Michael Jay Richter is right for you?

Licenses & Designations

BC

Issued 7/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/10/1999

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jay Richter.
Not sure if Michael Jay Richter is right for you?
Invested Better

Copyright 2024 Invested Better

Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.

Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.

Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.