Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jay Moultrie is a registered representative with Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, IL. Michael has been in the securities industry since 1993. Michael is licensed to provide financial advice in Alabama, Florida, Georgia, Indiana, Iowa, North Carolina, Ohio, South Carolina, Tennessee, and Texas. Michael holds the Series 63, Series 65, Series 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
01/12/2023 - Present
Cetera Investment Advisers LLC (CLEVELAND TN)
TN
11/14/2006 - 05/06/2013
BB&T INVESTMENT SERVICES, INC. (CLEVELAND TN)
TN
12/19/2002 - 12/13/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CLEVELAND TN)
NY
01/30/2002 - 01/06/2003
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
OR
04/05/2001 - 02/15/2002
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
MA
01/12/1996 - 04/03/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
05/13/1993 - 01/18/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 11/1/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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