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Michael Jay McWatters

Peak6 Capital Management LLC

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About Michael Jay McWatters

Michael McWatters is a registered representative with Peak6 Capital Management LLC, a registered broker-dealer. Michael has over 20 years of experience in the financial services industry. Michael is licensed to sell securities in multiple states and holds the Series 7, 24, and 57TO licenses. Michael's prior experience includes roles at Peak6 Performance Management LLC, Peak6 Vega Master Fund LLC, Lightspeed Trading, LLC, and Terra Nova Financial, LLC.

Firm Information

Michael McWatters is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael McWatters’s Registration & Firm History

IL

01/18/2012 - Present

Peak6 Capital Management LLC (Chicago IL)

IL

01/18/2012 - 06/30/2014

PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)

IL

01/18/2012 - 04/02/2013

PEAK6 VEGA MASTER FUND LLC (CHICAGO IL)

IL

01/10/2011 - 05/02/2011

LIGHTSPEED TRADING, LLC (CHICAGO IL)

IL

09/17/2001 - 11/22/2010

TERRA NOVA FINANCIAL, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/12/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Michael Jay McWatters.
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