Unclaimed
Michael Jay Keys is a financial advisor with Ameriprise Financial Services, LLC, working in the financial services industry since 1988. Michael has specialized in a range of investment services, including portfolio management for individuals and businesses. He provides comprehensive financial planning services and has earned the Certified Financial Planner designation. Michael has been registered with the Securities and Exchange Commission (SEC) as well as several state agencies across the country, including New York, Florida, South Carolina and Texas. Michael currently works out of the Ameriprise Financial Services, LLC branch office in Saranac Lake, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/27/2011 - Present
Ameriprise Financial Services, LLC (Rochester NY)
MN
03/22/1988 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 03/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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