Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Jay Hood

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Jay Hood

Michael Jay Hood is a financial professional with over 40 years of experience in the financial services industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since February 2013. Michael has held several previous positions, including roles at Robert W. Baird & Co. Incorporated and PML Securities Company. Michael specializes in offering investment research and referrals to other advisors. Michael is a Chartered Financial Consultant and holds several securities licenses, including Series 63, Series 7, Series 6 and Series 1.

Firm Information

Michael Hood is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Hood’s Registration & Firm History

TX

02/15/2013 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

WI

05/23/1985 - 12/31/1997

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

02/02/1981 - 07/15/1985

PML SECURITIES COMPANY

NA

09/15/1971 - 01/01/1972

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

NA

09/02/1969 - 01/01/1972

JOHN HANCOCK DISTRIBUTORS, INC.

Not sure if Michael Jay Hood is right for you?

Licenses & Designations

BC

Issued 01/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

BC

Issued 01/26/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/26/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jay Hood.
Not sure if Michael Jay Hood is right for you?