Unclaimed
Michael Jay Hood is a financial professional with over 40 years of experience in the financial services industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since February 2013. Michael has held several previous positions, including roles at Robert W. Baird & Co. Incorporated and PML Securities Company. Michael specializes in offering investment research and referrals to other advisors. Michael is a Chartered Financial Consultant and holds several securities licenses, including Series 63, Series 7, Series 6 and Series 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
02/15/2013 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
WI
05/23/1985 - 12/31/1997
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
02/02/1981 - 07/15/1985
PML SECURITIES COMPANY
NA
09/15/1971 - 01/01/1972
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
09/02/1969 - 01/01/1972
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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