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Michael Jay Grace

Morgan Stanley

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About Michael Jay Grace

Michael Grace is a financial advisor with Morgan Stanley. Michael has been in the financial services industry since 1977. Michael has a strong background in investments and has held several positions at various firms, including UBS Financial Services Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Michael is registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 5, Series 8, Series 63, and Series 65 licenses. Michael specializes in providing financial advice to individuals, businesses, and institutions. Michael's expertise and experience can help clients develop comprehensive financial plans, manage their investments, and reach their financial goals.

Firm Information

Michael Grace is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Michael Grace’s Registration & Firm History

GA

01/19/2024 - Present

Morgan Stanley (Atlanta GA)

GA

06/15/2012 - 02/01/2024

UBS FINANCIAL SERVICES INC. (ATLANTA GA)

GA

06/01/2009 - 07/13/2012

MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)

GA

05/23/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ALPHARETTA GA)

GA

06/16/1983 - 06/12/2008

CITIGROUP GLOBAL MARKETS INC. (ALPHARETTA GA)

NA

07/16/1979 - 06/15/1983

KIDDER, PEABODY & CO. INCORPORATED

NA

09/26/1978 - 07/08/1979

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

09/01/1977 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 11/11/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/12/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/1983

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1985

Series 5 - Interest Rate Options Examination

BC

Issued 08/20/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Michael Jay Grace. Review regulatory record here.
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