Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gonzales is a financial professional with over 40 years of experience in the financial services industry. Michael is currently registered with LPL Financial LLC in HURST, TX. Michael is also registered in California, New Mexico, and Texas as an investment advisor representative. Michael holds the Series 6, Series 63, Series 65, and SIE licenses. Michael has previously worked with firms such as Principal Securities, Inc., American General Securities Incorporated, Ascend Financial Services, Inc., Guardian Investor Services Corporation, and Phoenix Equity Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/25/2023 - Present
LPL Financial LLC (HURST TX)
TX
11/08/2007 - 10/26/2023
PRINCIPAL SECURITIES, INC. (RICHARDSON TX)
TX
01/23/1998 - 11/20/2007
AMERICAN GENERAL SECURITIES INCORPORATED (PLANO TX)
MN
10/27/1994 - 02/05/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
03/14/1991 - 10/20/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CT
06/09/1983 - 03/27/1991
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 09/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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