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Michael Jay Fogel

Nationwide Investment Services Corp.

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About Michael Jay Fogel

Michael Fogel has been in the financial services industry since February 1987. Michael is currently registered with Nationwide Investment Services Corp. Prior to that, Michael worked at The Huntington Investment Company, Chase Investment Services Corp., Banc One Securities Corporation, Dean Witter Reynolds Inc., and E. F. Hutton & Company Inc. Michael is licensed to sell securities in Indiana.

Firm Information

Michael Fogel is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Fogel’s Registration & Firm History

OH

01/08/2015 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

10/08/2007 - 10/08/2014

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

OH

08/18/2005 - 10/02/2007

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

OH

05/23/2000 - 08/16/2005

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

IL

03/03/1987 - 10/13/1999

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NA

10/28/1986 - 01/12/1987

DEAN WITTER REYNOLDS INC.

NA

10/23/1985 - 06/25/1986

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 10/31/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/1991

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/23/1988

Series 24 - General Securities Principal Examination

BC

Issued 04/26/1988

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jay Fogel.
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