Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jay Borza has been active in the financial industry since November 1988. Michael is currently a Registered Representative and Investment Advisor Representative at Raymond James & Associates, Inc., working in the Virginia Beach office. Michael has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Michael's experience includes serving as an Advisory Board Member for the Equi-Kids Therapeutic Riding Program. Michael holds Series 7, 63 and 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
01/21/2020 - Present
Raymond James & Associates, Inc. (VIRGINIA BEACH VA)
VA
07/01/2011 - 01/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIRGINIA BEACH VA)
VA
11/23/1988 - 07/11/2011
UBS FINANCIAL SERVICES INC. (VIRGINIA BEACH VA)
IA
Issued 07/08/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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