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Michael Jay Anderson

Northwestern Mutual Investment Services, LLC

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About Michael Jay Anderson

Michael Jay Anderson has been an active investment advisor representative in the securities industry since 1986. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2006. Previously, Michael worked with Robert W. Baird & Co. Incorporated from 1987 to 2002. Michael holds Series 6, 7, 22, 63, and 65 licenses. Michael has a background in insurance sales and also owns a wholesale art company. Michael can provide investment advice and referrals to other advisors.

Firm Information

Michael Anderson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Anderson’s Registration & Firm History

WA

05/30/2006 - Present

Northwestern Mutual Investment Services, LLC (SEATTLE WA)

WI

08/31/1987 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/25/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/09/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/10/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jay Anderson.
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